New York Insider Trading Defense Attorneys
One of the most common types of securities fraud is insider trading. Insider trading is the buying or selling of a security, in breach of a relationship of trust and confidence, while in possession of material, nonpublic information about the security. A common insider-trading scenario may include a corporate officer, director or employee who trades the corporation's securities after learning of a significant, confidential corporate development. Insider trading may also include providing insider tips, trading on tips and trading by those who misappropriate such information.
Corporate officers or insiders accused of trading on nonpublic information face devastating and career-ending consequences. At Pohl LLP, our New York City securities fraud attorneys represent individuals accused of insider trading.
As a Certified Fraud Examiner (CFE), David M. Pohl is uniquely qualified to investigate claims of securities fraud and insider trading.
Experienced Investment Fraud Attorneys
Our lawyers have handled a variety of securities fraud cases, including representation of defendants in connection with the Bernard L. Madoff Ponzi scheme. We handle civil actions, including before the Financial Industry Regulatory Authority (FINRA), as well as regulatory proceedings before the Securities and Exchange Commission (SEC). We also represent individuals charged with securities fraud by the United States Department of Justice (DOJ).
For more information, Contact us.
